One Step Further - Institute of Excellence

RG146 Managed Investment Education Program

Posted on May 18, 2009 in the Financial Services category

Organisations who sell Financial Services are required to hold a Securities Dealers Licence and their sales staff are required to have an Authorised Representatives number which they can obtain upon successful completion of training such as the RG146 Managed Investment Education Program - delivered by One Step Further Institute of Excellence.

The Australian Securities and Investment Commission (ASIC) oversee the compliance of the Finance Industry by ensuring those working in industry are working to the relevant standards and are maintaining the required professionalism that has long been associated with ASIC.

The Financial Services industry is one such area that falls under the governance of ASIC - in particular the Regulatory Guide 146 (RG146) - previously known as Policy Statement 146 (PS146).

This qualification contains nationally recognised units of competency from the Finance Industry Training Package, and has been designed to incorporate all of the requirements to satisfy the ASIC regulations and has been approved for delivery by ASIC Training.

The Managed Investment Education Program provides those working within the Financial Services industry with training that has been designed around their industry, providing industry specific information, examples and assessments. Your training is developed with your employer, containing product knowledge and sales techniques specific to your organisation.

It is certainly not a ‘one size fits all’ approach and feedback received to date includes appreciation of the fact that assessment tools are relevant and tailored to individual organisation’s policies and procedures.

Training is undertaken ‘on the job’ and candidates can be productively working towards the completion of their course in real time. Results for the online assessment component are instant, with no waiting, thus resulting in immediate time to market. Time is money and candidates are keen to get going however, they know they cant until they have been deemed competent and results recorded with ASIC.

The Institute of Excellence course - Managed Investment Education Program - is not only timely, efficient and cost effective, it is also highly regarded as it supports your employers ongoing compliance training plan.

If you are interested in working in the Financial Services industry, contact the Institute of Excellence immediately or call us on 07 5593 9111

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