One Step Further - Institute of Excellence

Financial Services

Posted on May 18, 2009 in the Uncategorized category |

Timeshare and Holiday Ownership Education Program

The Australian Securities and Investment Commission (ASIC) oversee the compliance of the Finance Industry by ensuring those working in industry are working to the relevant standards and are maintaining the required professionalism that has long been associated with ASIC.more

FNSASIC503TA - Provide Advice on Managed Investments

This unit has been chosen as part of an industry specific training program that needs to satisfy the skills requirement of current Australian Securities and Investment Commission regulations (Financial Services Reform Act) at Tier 1 (Diploma) level in the Managed Investments specialist and general knowledge areas.

RG146 Managed Investment Eduation Program

As a requirement of selling Managed Investments, this qualification is required by any person who is an Australian Financial Services Licensee or a representative of an Australian Financial Services licensee or a Securities Licensee or Futures licensee under the old Corporations Act whereby they are providing financial product advice to a retail client. It is also a formal requirement to be deemed qualified as Authorised Representatives under Australian Securities and Investment Commission (ASIC) requirements. more

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